Regulatory Authorities Search

A search of overseas regulatory authorities and will determine if an applicant has been listed as barred or received censor.  Some of the authorities searched include US SEC, Alberta Securities Commission, British Columbia SEC, Ontario SEC, Pakistan SEC, India SEC Board, Hong Kong SEC, Malaysian SEC, Japan SEC and Surveillance Commission, Indonesian Capital Market Supervisory Agency, New Zealand SEC, Thailand SEC, Bangladesh SEC, Australian SEC and Investment CO, UK FSA, and Lloyds of London to name a few.